BANKING AND FINANCE
“ Proponents of the Dodd-Frank Act have strongly articulated their views that the legislation paves the way for a stronger and sounder financial system . Critics of the Dodd- Frank Act have been no less vocal . ... [ T ] his Deskbook does not seek to determine who has the better side .” — Arthur S . Long
HILLMAN ON COMMERCIAL LOAN DOCUMENTATION
Thomas S . Hemmendinger ( Brennan , Recupero , Cascione , Scungio & McAllister , LLP )
Practitioners and parties involved in commercial loan transactions will find helpful tips and practical guidance in this treatise for drafting effective documentation . Its author has done substantial counseling with financial institutions and businesses on important loan documentation drafting and disputes .
FINANCIAL SERVICES REGULATION DESKBOOK Arthur S . Long ( Latham & Watkins )
This Deskbook explores how the Dodd-Frank Wall Street Reform and Consumer Protection Act , the Consumer Protection Act , and federal regulators govern the conduct and activities of financial institutions . It provides the real-world perspectives and strategies of an accomplished financial services attorney and former U . S . Supreme Court clerk trusted by prestigious domestic and international institutions .
Anyone who advises , works for , or even regulates financial institutions will find astute , practical insights covering how the aforementioned law affects the day-to-day work of stakeholders and institutions . The Deskbook covers the creation of the FSOC and the Consumer Financial Protection Bureau , along with ambiguous legal concerns that require advocacy before these regulators . It also covers standards for systemically significant financial companies , proprietary trading and sponsoring limitations on banks , derivatives activities and referrals of derivatives business , and orderly liquidation authorities .
Track financial services legal updates with PLI ’ s Upkeep Service .
1 looseleaf volume , 576 pages , $ 490 , Item # 38525 , ISBN 978-1-4024-1791-7 , Updated annually or as needed
CONTENTS
1 U . S . Bank Regulators at the Onset of the Financial Crisis 2 The Financial Crisis — Critical Events 3 Initial Regulatory Responses to the Financial Crisis 4 Systemic Regulation : Financial Stability Oversight Council 5 Orderly Liquidation Authority 6 The Volcker Rule 7 Bank Regulatory Reform 8 Investment Adviser and Securities Law Reforms 9 Derivatives Reform 10 Consumer Financial Protection Bureau
Table of Authorities Index
This work steers commercial law practitioners , lenders , and borrowers through the steps required to perform airtight commercial loan drafting . The guidance they will find inside addresses considerations like loan closing and due diligence steps , liability mitigation tactics , collateral value maximization , post-closing issues , intercreditor agreements , hazard insurance , and financing orders for debtor-in-possession financing .
These tips can be applied toward security and loan agreements , along with financing statements , pledges , guaranties , opinion letters , and other key instruments . Readers will find over 100 sample agreements , clauses , letters of intent , and promissory notes they can draw from as they draft their own documentation .
Keep up with commercial loan developments with PLI ’ s Upkeep Service .
1 looseleaf volume or digital , 1,190 pages , $ 490 , Item # 305140 , ISBN 978-1-4024-2068-9 , Updated annually or as needed
CONTENTS
1 Overview 2 Ethical Considerations 3 Commitment ( and Other )
Letters 4 Preliminary Considerations 5 Documentary Aspects of
Lender Liability Avoidance 6 The Borrower : Identity ;
Capacity ; and Authority 7 Opinion of the Borrower ’ s
Counsel 8 The Loan Agreement 9 The Promissory Note 10 The Security Agreement 11 The Financing Statement 12 Pledges 13 Landlord ’ s Waiver 14 Where to File ; Where to
Search ; Notices 15 Real Estate Collateral 16 Special Forms of Collateral 17 Guaranties
18 |
Subordination Agreements |
19 |
Intercreditor Agreements |
20 |
Insurance |
21 |
Environmental Concerns |
22 |
Opinion Letter to the Lender |
23 |
Processing the Paperwork |
24 |
Post-Closing Changes |
25 |
Workouts and Forbearance |
Agreements |
26 |
Debtor-in-Possession |
Financing and Use of Cash |
Collateral |
Table of Forms [ 113 forms ] Index
Click on Book Image to Order ! | 45