BANKING AND FINANCE
“[ Anti-Money Laundering Deskbook ] more than fulfills its goals of ... help [ ing ] executives and managers of companies understand , identify , and avoid potential risks both inside and outside their organizations .”
— Bruce Zagaris , International Enforcement Law Reporter FINANCIAL SERVICES MEDIATION ANSWER BOOK
Edited by Hon . Layn R . Phillips ( Phillips ADR ), Pierre M . Gentin ( McKinsey & Company ), Jill R . Sperber ( Sperber Dispute Resolution , Inc .), and Lindsay R . Goldstein ( Ropes & Gray )
Featuring the insights of more than 40 attorneys , this questionand-answer title walks readers through the processes , practices , and pitfalls attendant to mediating financial services disputes . Its practical insights were compiled by a group of authors who have noted backgrounds handling mediations for well-known business institutions and government agencies . Presented in an easy-to-follow , conversational format , this book explores important considerations for plaintiff-side and defense-side counsel preparing for financial services mediations , and provides helpful tips for in-house counsel and other parties involved in the process .
1 softbound volume , 412 pages , $ 215 , Item # 325755 , ISBN 978-1-4024-2896-8 , Published annually or as needed
CONTENTS
1 Laying the Groundwork for Mediation 2 The Decision to Mediate : Choosing the Mediator , Venue , and Process 3 The Players in a Mediation : Parties , Counsel , and Others 4 Mediation Submissions by Plaintiffs and Defendants 5 Preparing for and Participating in the Mediation Session 6 Getting Underway and Closing the Deal 7 Following Up If Initial Negotiations Fail 8 Mediation Issues Relating to Auditors 9 Insurance and Mediation 10 Recurring Legal Issues in the Mediation of Financial Institution Disputes
Appendix A : Practical Guidance from Mediators Index
“ PLI ’ s Financial Services Mediation Answer
Book is a solid , thought-provoking , and valuable resource for all practitioners engaged in negotiating and resolving high-value , complex commercial disputes .”
— Carl H . Purdue , The Florida Bar Journal
ANTI-MONEY LAUNDERING DESKBOOK A PRACTICAL GUIDE TO LAW AND COMPLIANCE
Elizabeth T . Davy and Sharon Cohen Levin ( Sullivan & Cromwell LLP )
This treatise serves as a helpful guide for navigating AML statutes , the Antiterrorism Act , and related compliance concerns . Authored by a trio of authors who have substantial judicial , private , and government agency experience confronting AML conflicts and related investigations and litigation , the contents of this title introduce up-to-date compliance concepts and best practices for anyone who advises , counsels , or manages organizations subject to AML and anti-terrorism financing regulations . Covered topics encompass forfeiture statutes , attorney-client privilege considerations , and AML compliance program development . The Deskbook also features tailored coverage around AML issues unique to financial technology vendors , financial institutions , diamond companies , marijuana businesses , and other industries .
Keep up with AML developments with PLI ’ s Upkeep Service .
1 looseleaf volume , 490 pages , $ 493 , Item # 370667 , ISBN 978-1-4024-4375-6 , Updated annually or as needed
CONTENTS
1 Overview : What Is Money Laundering and Anti-Money
Laundering ? 2 U . S . Money Laundering Laws 3 Criminal Penalties , Fines , and Criminal and Civil Asset Forfeiture 4 Anti-Money Laundering Legal and Regulatory Landscape 5 Substantive Requirements of the BSA and Implementing
Regulations 6 Reporting Requirements 7 AML Compliance Programs for Traditional Financial Institutions 8 AML Compliance Programs for Other Industries Subject to the BSA 9 Enforcement Actions Against Banks 10 Enforcement Actions Against Non-Bank Financial Institutions 11 International Organizations and Treaties 12 FinTech : Money Laundering Risks of New Financial Technologies
Table of Authorities Index
42 | Click on Book Image to Order !